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About Open Government in Florida PDF Print E-mail
Open Government
Tuesday, 10 March 2009 08:54

About Open Government in Florida

Pursuant to the Florida Constitution and Chapter 119 of the Florida Statutes and Article I, section 24 of the Florida Constitution, a public agency must provide access to its records. The definition of a public records is very broad. Section 119.011(11), F.S., defines "public records" to include:

all documents, papers, letters, maps, books, tapes, photographs, films, sound recordings, data processing software, or other material, regardless of the physical form, characteristics, or means of transmission, made or received pursuant to law or ordinance or in connection with the transaction of official business by any agency.

Upon request, access to public records must be promptly provided. An agency may only deny access to records or portions of records if a specific statutory exemption applies making such records confidential and exempt from public disclosure and only those portions of the record in which an exemption applies should be redacted (deleted).

Although the law does not require that a public request be made in writing, you may consider doing this to maintain an accurate record of the request. Please feel free to refer to the FAF sample public records request located on our website which cites the relevant language of the public records law and asks the agency to cite the statutory exemption in writing. If you are cited an exemption, please feel free to see our searchable exemption database, or contact us.

Below are Frequently Asked Questions about Open Government and The Sunshine Law. Click on a topic to reveal the answer.

MODEL GUIDELINES FOR PROVIDING PUBLIC RECORDS

  1. Purpose
    The [governmental entity] fully embraces the tenets set forth in the Public Records Law, chapter 119, Florida Statutes, governing the public’s right to access records held by the agency. In support of the broad public right to access public records, [governmental entity] incorporates the following guidelines to inform agency staff about implementation of the Public Records Law within [governmental entity] and to provide uniformity within [governmental entity] in charging for access to public records.
  2. Authority
    Article I, section 24, Florida Constitution
    Chapter 119, Florida Statutes
  3. Scope
    This document outlines policies, responsibilities, and describes procedures for providing access to public records. It should be applied to all activities which involve public records requests. These guidelines complement, but do not replace, the requirements under the Public Records Law.
  4. Policies
    The following policies are adopted:
    1. Agency held records, except those specifically precluded from disclosure by statutory exemption, shall be available, in any form and format used by the agency, to all citizens for inspection or copying under the supervision of the records custodian or designee during normal business hours.
    2. The widest possible access to existing public records is encouraged by making copies of those records available for a fee not to exceed the actual cost of duplication, and, if the nature or volume of public records requested to be inspected, examined, or copied requires extensive use of agency resources, the minimal additional cost to cover such extensive use of agency resources.
    3. Innovative practices to enhance the public’s right of access to public records shall be encouraged.
    4. [Governmental entity] shall assure that future information technology resources used to manage, store, or maintain public records adequately provide for the rights of the requester to access public records under chapter 119, Florida Statutes.
  5. Responsibilities
    1. Divisions, Districts, and Offices shall:
      1. identify the public records for which they are custodians. When these public records are shared such that a single custodian cannot clearly be identified, the custodian most responsible for maintaining access to these public records shall have custodial responsibility; and
      2. identify the types of public records and public record information under their custody which are exempt from inspection, examination, and copying under the Public Records Law.
    2. Managers and supervisors shall:
      1. be knowledgeable of the public access activities occurring within their responsible areas;
      2. develop methods of calculating the extensive costs incurred when their information technology resources, clerical or supervisory staff or both are extensively used to respond to public records requests, unless such methods are already established by this directive;
      3. ensure actual cost of duplication and/or extensive use charges are applied to public records requests only when it is cost-effective to do so; and
      4. provide adequate staff training in the requirements of the Public Records Law and the policies set forth in these guidelines, with particular attention to staffs responsibility for maintaining the confidentiality of exempt information or records.
    3. A cost benefit analysis shall be conducted to determine whether the benefit of collecting fees for providing access to public records outweighs the cost to [government entity] of processing such fees. Records custodians and other providers of public records are responsible for collecting actual cost of duplication fees and/or extensive use charges from the requester only when such fees/charges have been supported by the requisite cost/benefit analysis.
  6. Public Records Requests
    Providers should accept requests for public records in writing, by electronic mail, by telephone, by facsimile, or in person. If the request is insufficient to identify the records sought, the provider should help the requester clarify,’ the request. The provider may ask the requester to complete forms to assist in defining or documenting the facts necessary for completing records requests; however, the requester is not obligated to complete these forms as a condition for obtaining the public records requested. Requests for records should be accepted and records made accessible for inspection or duplication during [governmental entity]’s normal business hours.
  7. Public Records Fees and Charge
    The Public Records Law allows government agencies to collect the actual cost of material and supplies used to duplicate public records for requesters. Agencies may also collect a reasonable service charge, in addition to actual cost fees, when a request for public records requires the extensive use of information technology resources and/or clerical or supervisory assistance. [Governmental entity] considers records requests taking more than [unit of time] to locate, copy, or otherwise make available the requested material as a diversion of resources which is susceptible to extensive use service charges. The following fee/charge standards and guidelines are designed to ensure that [governmental entity] is consistent in its application of rules which allow the recovery of actual and extensive use costs.
    1. Actual Cost of Duplication - The custodian is responsible for determining the actual cost of duplication when public records requests are produced using a material other than those listed below.
      1. Paper Copies - Paper copies up to 8’/2” x 14” in size shall be provided at a cost of not more than 15 cents per one-sided copy and 20 cents for a double-sided copy, and for all other copies, upon payment of the actual cost of duplication of the record. The cost of providing a certified copy of a public record shall be no more than 1 dollar.
      2. Printer Paper - The charge for computer printer paper shall be no more than [actual cost] per printed page of letter or legal size, and for all other paper sizes, the actual cost of duplication.
      3. Shipping - U.S. postage, commercial shipping carriers, or other costs incurred in the delivery of public records shall be included in the actual costs charged to the requester.
    2. Extensive Use Charges - Extensive use charges shall not be randomly or automatically applied. Rather, each public records request must be evaluated to determine if extensive use charges are warranted. Extensive use charges shall be applied in conformity with the definition set forth on page 5 of these guidelines.
      1. Labor Time - When extensive clerical and/or supervisory labor time is spent in the inspection or production of a public records request, a service charge for labor should be applied by computing the actual cost of providing such labor. The Labor Costs Table at Attachment 1 [to be attached by governmental agency] shall be used to determine applicable labor charges.
      2. Information Technology Resources - Providers shall use the documented fee/charge methods established by their division, district, or office when charging for the extensive use of information technology resources and a copy of such documented method shall be provided upon request. Service charges shall be based on the actual cost incurred for such extensive use.
    3. Fee Collection
      1. When all allowable fees/charges applicable to a particular public records request can be calculated in advance, they should be collected prior to the provider investing significant information technology resources and/or clerical or supervisory assistance.
      2. Where actual costs and extensive use fees cannot be immediately determined due to the nature of the request, the provider shall give an estimated cost for producing the records and inform the requester that the actual cost may vary, but will not exceed the original estimate by more than an additional 25%. Providers should ensure estimates are accurate within 25% of the actual cost. The requester accepts the cost estimate, and then the provider may fill the public records request. Once the records are ready, the provider shall notice the requester of the cost and furnish the public records upon receipt of payment.
      3. Should the requester fail to pay the actual costs and/or extensive use charges incurred to produce the request, the provider shall refer the non-payment to [appropriate financial office].
      4. No sales tax is to be charged for a public records request.
      5. All checks should be made payable to [governmental entity]. [Appropriate routine for collecting and documenting cash and checks, and for invoicing requesters.]
    4. Charges Waivers - Fees or charges may be waived between [governmental entity] and other government agencies, by agreement between management, when the recurring exchanges or data sharing between agencies negates the need to apply these fees.
  8. Public Records Exemptions
    The [governmental entity] is responsible for protecting information defined as confidential or as otherwise prohibited from public inspection or copying under the Public Records Law. All exemptions to the Public Records Law can be found in the Florida Statutes. A list of [governmental entity] records presently exempt from public inspection, examination, and copying is found at Attachment 2 [to be compiled and attached by governmental entity]. Any exemption in existence or hereafter enacted shall not be deemed waived or otherwise void or unenforceable simply because it is not included in this list. The Florida Statutes should be consulted for a more complete understanding of a particular exemption.
    The following standards and controls should be followed to prevent the inadvertent or unauthorized release of confidential and exempt information:
    1. Confidential information shall be redacted (extracted) from records prior to public release or examination of the nonexempt portions.
    2. Future data processing Systems which are expected to maintain or provide access to confidential or sensitive records shall be designed with redaction capabilities so that only nonexempt portions of records can be extracted and made available to a public records requester. Redaction capability shall be a component in the redesign of existing systems.
    3. Providers are responsible for informing the requester when requests cannot be filled due to an exemption which prevents disclosure. Upon request, the provider must provide the basis for this exemption and its statutory citation.
  9. Definitions
    For the purpose of this directive, the following terms are defined:
    1. Confidential or Sensitive Records - Records which are presently provided by law to be confidential or which are prohibited from being inspected by the public by either general or special Jaw.
    2. Extensive Use of Resources - When the nature or volume of the public records requested to be inspected, examined, or copied requires the use of [governmental entity] information technology resources and/or labor time required of clerical or supervisory employees exceeds [unit of time], the particular use of such resources is considered extensive.
    3. Provider - The individual within [governmental entity], usually the public records custodian or designee, who makes public records available to a requester for inspection, examination, or copying.
    4. Public Record - All documents, papers, letters, maps, books, tapes, photographs, films, sound recordings, or other material, regardless of physical form, characteristics, or means of transmission, made or received pursuant to law or ordinance or in connection with the transaction of official business by any agency.
    5. Requester - A person, firm, association, joint venture, partnership, estate, corporation, or any other group or combination who has made a public records request to inspect, examine, copy, or receive copies of documents in the custody or control of the [governmental entity] pursuant to chapter 119, Florida Statutes.

Responsible Office: [appropriate office within governmental entity]

ATTACHMENTS:
Attachment 1: Labor Costs Table
Attachment 2: [Governmental entity] Public Records Exemption List

The definition for public records is quite broad and includes all materials made or received by an agency in connection with official business used to perpetuate, communicate, or formalize knowledge. This means public records are not limited to traditional written documents, but that tapes, photographs, films, and sound recordings, for example, are also considered public records. There is both a statutory and a constitutional right of access to government records (Chapter 119, Florida Statutes, and Article I, Section 24, of the Florida Constitution).
NO. Without specific statutory authority, an agency cannot require that a request for public records be made in writing or in person, but you may wish to make your request in writing to ensure there is an accurate record of what was requested. Unless the requested information is confidential and exempt, a custodian of public records must honor a request for records, whether it is made in person, over the telephone, or in writing. In general, a requestor cannot be required to disclose the reason for the request. As a general rule, then:
  • You don’t have to show identification.
  • You don’t have to make your request in writing.
  • You don’t have to give reason for your request.
If your request for records is denied, ask that the denial be made in writing, including the exact statutory citation for the exemption authorizing the denial and a specific statement citing the reason(s) for concluding that the record is exempt or confidential.
A custodian of a public record who contends that the requested record or part of the record is exempt from inspection must state the basis for that exemption, including the statutory citation, and when asked, the custodian must put the denial of a public record request in writing. If a record contains both exempt and non-exempt information, the records custodian can only redact that portion of the record which is exempt and must provide access to the remainder.
Generally, there is no charge for inspection of a public record. The custodial agency can charge a fee for copies of a public record — up to 15 cents per one-sided copy for paper copies that are 8 1/2 x 14 inches or less. For all other copies, the custodial agency can charge the actual cost of duplication.
If the nature and volume of the records to be copied requires extensive use of information technology resources or extensive clerical or supervisory assistance, or both, the agency may charge a reasonable service charge based on the actual costs incurred. Extensive use is not defined in the statutes, so each agency must determine what is an extensive use of its resources.
TIP: If an agency cites an extensive use fee, ask the agency to detail the costs in writing.
If your request for access is denied, first call the First Amendment Foundation. Options for enforcement include: mediation through the Office of the Attorney General Open Government Mediation Program, file a complaint with your local state attorney, or file suit in civil court.
A knowing or intentional violation is a 1st degree misdemeanor punishable by a fine of up to $1,000 and a jail term not to exceed one year. An unintentional violation is a non-criminal infraction, punishable by a fine up to $500. A public officer who intentionally violates the public records law is subject to suspension or removal from office. Attorney’s fees and court costs are available to the requestor that prevails in a civil suit for access.
Florida's Sunshine Law provides a right of access to governmental proceedings at both the state and local levels. The Sunshine Law generally applies to any gathering, whether formal or casual, of two (2) or more members of the same board or commission meeting to discuss some matter on which foreseeable action will be taken.
Article I, Section 24 of the Florida Constitution: "All meetings of any collegial body of the executive branch of state government or of any… county, municipality, school district, or special district, at which official acts are to be taken or at which public business… is to be transacted or discussed, shall be open and noticed to the public…"
Chapter 286, Florida Statutes: "All meetings of any board or commission of any state agency or authority or of any agency or authority of any county, municipal corporation, or political subdivision, except as otherwise provided in the Constitution, at which official acts are to be taken are declared to be public meetings open to the public at all times, and no resolution, rule, or formal action shall be considered binding except as taken or made at such meeting. The board or commission must provide reasonable notice of all such meetings."
The Sunshine Law applies to "any board or commission of any state agency or authority or of any agency or authority of any county, municipal corporation or political subdivision." It applies equally to elected or appointed boards or commissions such as school boards and special districts and virtually all state and local collegial public bodies are covered by the open meetings requirements.
The Sunshine Law generally does not apply to private entities. However, there are some instances where a private entity may be subject to the open meetings law. A private entity created pursuant to law or by a public agency, such as certain nonprofit organizations, is subject to open meetings requirements. Also, when a private entity is "acting on behalf of" a public agency, the Sunshine Law may apply. Consider whether the private entity is merely providing services to a public agency versus rendering services in place of the agency.
The Judiciary and the state legislature are not subject to the Sunshine Law, but each has its own constitutional provision relating to access. The Florida Legislature is bound by the requirements of Article III, s. 4(e), Fla. Con., which says that meetings between more than two (2) members of the Legislature must be reasonably open to the public.
Similarly, Florida courts are not bound by the meetings requirements in Article I, section 24(b), Fla. Con. However, the 1st Amendment of the United States Constitution gives a criminal defendant a right to a public trial, and thus, the public’s right to access the criminal court proceedings is a well-settled area of law. On the other hand, there is no case law, Florida or Federal that has directly addressed the application of the First Amendment as it relates to public access for civil proceedings.
Generally, the Sunshine Law does not apply to social events, fact-finding meetings, or meetings where there is an applicable statutory exemption.
— Social Events: Members of a public board are not prohibited under the Sunshine Law from meeting together socially, provided that matters which may come before the board are not discussed at such gatherings.
— Fact-finding meetings: Meetings for the purposes of merely gathering information where no recommendations are made, public business is not discussed or votes are not taken are not subject to the Sunshine Law.
— Meetings where a specific statutory exemption applies: The law provides a presumption of openness, which means that all meetings between two or more members of the same board or commission are presumed open to the public unless there is a specific statutory exemption. There are a limited number of exemptions which would allow for the closure of a meeting. Some examples include certain discussions with the board's attorney over pending litigation and portions of collective bargaining sessions.
In addition, specific portions of meetings of some agencies may be closed when those agencies are making probable cause determinations or considering confidential records. However, an agency cannot close a meeting simply to discuss records that are exempt from public disclosure – there must also be a specific statutory exemption allowing for the closure of the meeting. (See the First Amendment Foundation website for a searchable database of the 1,000+ exemptions at www.floridafaf.org.)
TIP: If denied access to a meeting, request the statutory citation authorizing closure of the meeting.
There are four (4) simple requirements:
  1. Meetings of boards or commissions must be open to the public.
  2. Reasonable notice of such meetings must be given.
  3. Minutes of meetings must be taken.
  4. Venue must be accessible.
A public agency cannot hold a meeting at any facility which discriminates based on age, race, etc., nor can a public agency unreasonably restrict public access. It must hold meetings in an accessible facility of sufficient size so as to accommodate the anticipated turnout.
"Reasonable" is not defined in the Florida Statutes, but the courts have said notice of public meetings must be "sufficient so as to inform" members of the public who may be interested in attending the meeting. This means that such notice must be reasonable under the circumstances. Also, the required notice must be reasonable in terms of content, timing, and placement.
Generally, the public has an "inalienable right to be present and to be heard" at most public meetings. But a government agency can adopt reasonable rules which require orderly behavior and allow for the orderly progression of public meetings. This includes limiting the amount of time an individual can speak when a large number of people attend and wish to speak. The Sunshine Law requires that meetings of public boards or commissions be "open to the public at all times." This means public board members should not pass notes during a meeting in lieu of having an open discussion before the public, and all conversations between members must be audible.
There is a general presumption of openness, meaning that a meeting of two or more members of the same collegial body is presumed open unless there is a specific statutory exemption. Only the Legislature can create an exemption to our constitutional right of access. Currently, there are over 1,000 exemptions to the public records and open meetings law, and many of the meetings exemptions have strict limitations, requiring tape recordings, limiting who may attend the closed meeting, etc.
TIP: When provided a statutory citation authorizing closure of a public meeting, be sure to read the exact statutory language to determine whether the exemption contains limitations.
No resolution, rule, regulation, or formal action shall be considered binding except as taken at an open meeting. Action taken in violation of the Sunshine Law is void ab initio, as if it never happened. Action – but not violations – can be cured when the offending agency takes "independent final action in the sunshine." This means an agency must re-create the meeting that violated the Sunshine Law – engage in the same discussions, debate, and voting.
If denied access to a public meeting, first call the First Amendment Foundation. Options for enforcement include: mediation through the Office of the Attorney General Open Government Mediation Program, file a complaint with your local state attorney, or file suit in civil court.
An unintentional violation of the Sunshine Law is a non-criminal infraction punishable by a fine of up to $500. A knowing or intentional violation is a 2nd degree misdemeanor punishable by a fine of not more than $500 and/or a jail term of not more than 60 days. Any public official who intentionally violates the provisions of the Sunshine Law may be subject to suspension or removal from office. Attorney’s fees and court costs are available to the requestor that prevails in a civil suit for access.
Last Updated on Wednesday, 18 March 2009 15:39